-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWxDxcBmXXpqFZzWf7RrLSg40j0B3W0PLDLUAeMPyVXYhlVfNVeJGyfkjs6O3l47 Na9lEVGG5f8HrmQTEGWWJg== 0000909518-00-000076.txt : 20000214 0000909518-00-000076.hdr.sgml : 20000214 ACCESSION NUMBER: 0000909518-00-000076 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 GROUP MEMBERS: BAY HARBOUR MANAGEMENT LC GROUP MEMBERS: BHB LLC GROUP MEMBERS: DOUGLAS P. TEITELBAUM GROUP MEMBERS: STEVEN A. VAN DYKE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARNEYS NEW YORK INC CENTRAL INDEX KEY: 0001087414 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58025 FILM NUMBER: 535725 BUSINESS ADDRESS: STREET 1: 575 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123393300 MAIL ADDRESS: STREET 1: 575 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 SC 13G 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____________)* BARNEYS NEW YORK, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 06808T 107 -------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages NY2:\868951\07\22345.0001
- ----------------------------------------------------------- -------------------------------------------------------- CUSIP No. 06808T 107 13G Page 2 of 9 Pages - ----------------------------------------------------------- -------------------------------------------------------- - ---------------------- ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bay Harbour Management L.C. 59-3418243 - ---------------------- ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) / / (b) /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: Florida, USA - ---------------------- ------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------------------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 5,269,311 OWNED BY ------------------- ------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------------------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 5,269,311 - ---------------------- ------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,269,311 - ---------------------- ------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 39.1% - ---------------------- ------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IA - ---------------------- -------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------- -------------------------------------------------------- CUSIP No. 06808T 107 13G Page 3 of 9 Pages - ----------------------------------------------------------- -------------------------------------------------------- - ---------------------- ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BHB LLC 59-3542124 - ---------------------- ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) / / (b) /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: Florida, USA - ---------------------- ------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------------------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 4,975,727 OWNED BY ------------------- ------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------------------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 4,975,727 - ---------------------- ------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,975,727 - ---------------------- ------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 36.9% - ---------------------- ------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IA - ---------------------- -------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------- -------------------------------------------------------- CUSIP No. 06808T 107 13G Page 4 of 9 Pages - ----------------------------------------------------------- -------------------------------------------------------- - ---------------------- ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Douglas P. Teitelbaum I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not Applicable - ---------------------- ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) / / (b) /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ---------------------- ------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 2,500 SHARES ------------------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 5,269,311 OWNED BY ------------------- ------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 2,500 REPORTING ------------------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 5,269,311 - ---------------------- ------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,271,811 - ---------------------- ------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 39.1% - ---------------------- ------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IN; HC - ---------------------- -------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------- -------------------------------------------------------- CUSIP No. 06808T 107 13G Page 5 of 9 Pages - ----------------------------------------------------------- -------------------------------------------------------- - ---------------------- ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Steven A. Van Dyke I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not Applicable - ---------------------- ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) / / (b) /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------- ------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ---------------------- ------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 2,500 SHARES ------------------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 5,269,311 OWNED BY ------------------- ------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 2,500 REPORTING ------------------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 5,269,311 - ---------------------- ------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,271,811 - ---------------------- ------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: /X/ - ---------------------- ------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 39.1% - ---------------------- ------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IN; HC - ---------------------- -------------------------------------------------------------------------------------------------------
This statement on Schedule 13G (this "Statement") is being filed by Bay Harbour Management L.C. ("Bay Harbour") and relates to the Common Stock, par value $.01 per share (the "Common Stock"), of Barneys New York, Inc., a Delaware corporation (the "Issuer"). Bay Harbour has entered into a Stockholders Agreement, dated as of November 13, 1998 (the "Stockholders Agreement"), with Whippoorwill Associates, Inc. ("Whippoorwill"), which sets forth their agreement on matters related to the Common Stock held by them. Pursuant to the Stockholders Agreement, Bay Harbour and Whippoorwill have agreed to rights of first offer and tag along rights upon a transfer of shares, participation in acquisitions of additional shares of Common Stock and prohibition from voting the Common Stock in favor of amending the Issuer's certificate of incorporation or bylaws or sale of the Issuer without the consent of the other. The number of shares indicated as being beneficially owned by Bay Harbour (x) does not include the shares of Common Stock held by Whippoorwill which are the subject of the Stockholders Agreement and with respect to which Bay Harbour disclaims beneficial ownership and (y) includes 100,308 shares of Common Stock beneficially owned by Allen I. Questrom ("Mr. Questrom") which are the subject of a stockholders agreement dated as of February 1, 2000, pursuant to which Mr. Questrom agreed to vote such shares at the direction of Bay Harbour. ITEM 1. NAME OF ISSUER AND ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: (a) Name of Issuer: Barneys New York, Inc. (b) Address of Issuer's Principal Executive Offices: 575 Fifth Avenue New York, New York 10017 ITEM 2. PERSON FILING: (a) Name of Person Filing: Bay Harbour Management L.C., BHB LLC, Douglas P. Teitelbaum ("Mr. Teitelbaum"), as a principal of Bay Harbour and Steven A. Van Dyke ("Mr. Van Dyke"), as a principal of Bay Harbour. (b) Address of Principal Business Office or, if none, Residence: The principal business address of Bay Harbour, BHB LLC and Mr. Van Dyke is 777 South Harbour Island Boulevard, Suite 270, Tampa, Florida 33602. Mr. Teitelbaum's principal business address is 885 Third Avenue, 34th Floor, New York, New York 10022. (c) Citizenship: Bay Harbour - Florida BHB LLC - Delaware Mr. Teitelbaum - United States Mr. Van Dyke - United States (d) Title of Class of Securities: Common Stock, $ .01 par value (e) CUSIP Number: 06808T 107 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. ITEM 4(A): AMOUNT BENEFICIALLY OWNED: As of December 31, 1999, Bay Harbour may be deemed to be the beneficial owner of 5,269,311 shares of Common Stock as a result of voting and dispositive power that it held with respect to the (x) 4,975,727 shares of Common Stock owned directly by BHB LLC, of which Bay Harbour is the manager, and (y) 293,584 shares of Common Stock held by certain of Bay Harbour's managed accounts. As of December 31, 1999, BHB LLC may be deemed to be the beneficial owner of 4,975,727 shares of Common Stock. As of December 31, 1999, Mr. Teitelbaum may be deemed to be the beneficial owner of 5,271,811 shares of Common Stock deemed to be beneficially owned by Bay Harbour as referred to above or pursuant to options granted to Mr. Teitelbaum. Mr. Teitelbaum is a principal of Bay Harbour. As of December 31, 1999, Mr. Van Dyke may be deemed to be the beneficial owner of 5,271,811 shares of Common Stock deemed to be beneficially owned by Bay Harbour as referred to above or pursuant to options granted to Mr. Van Dyke. Mr. Van Dyke is a principal of Bay Harbour. ITEM 4(B): PERCENT OF CLASS: 39.1% ITEM 4(C): Number of shares as to which Bay Harbour has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 5,269,311 (iii) sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 5,269,311 Number of shares as to which BHB LLC has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 4,975,727 (iii) sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 4,975,727 Number of shares as to which Mr. Teitelbaum has: (i) sole power to vote or direct the vote: 2,500 (ii) shared power to vote or to direct the vote: 5,269,311 (iii) sole power to dispose of or to direct the disposition of: 2,500 (iv) shared power to dispose of or to direct the disposition of: 5,269,311 Number of shares as to which Mr. Van Dyke has: (i) sole power to vote or direct the vote: 2,500 (ii) shared power to vote or to direct the vote: 5,269,311 (iii) sole power to dispose of or to direct the disposition of: 2,500 (iv) shared power to dispose of or to direct the disposition of: 5,269,311
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Clients of Bay Harbour have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported as beneficially owned by Bay Harbour or BHB LLC. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. (a) N/A (b) N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000 BAY HARBOUR MANAGEMENT L.C. By:/s/ Steven A. Van Dyke ------------------------------------ Name: Steven A. Van Dyke Title: Managing Principal Date: February 10, 2000 BHB LLC By:/s/ Steven A. Van Dyke ------------------------------------ Name: Steven A. Van Dyke Title: Managing Principal Date: February 10, 2000 /s/ Douglas P. Teitelbaum ------------------------- Douglas P. Teitelbaum Date: February 10, 2000 /s/ Steven A. Van Dyke ---------------------- Steven A. Van Dyke The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13-d-7(b) for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----